C3 - Financial Services

An Affordable Administration, Communications and Compliance Solution for Hedge Funds and RIA's

A Compliance Administration Solution for registered RIA’s both federal and state
A record-keeping and virtual filing system for any Hedge Fund or RIA
A complete investor and prospective investor communications tool

Compliance Administration Solution

The C3 customized portal gives you the ability to manage the compliance function responsibility accurately, simply and cost effectively. Instead of dealing with mountains of paperwork, the C3 portal allows you and your team to scan, file and review all documents in a secure electronic environment, assuring that you never lose a form, miss a deadline or get overwhelmed by the sheer volume of paperwork involved. And if you want still more help, C3 can provide the administrative support necessary to keep your record-keeping up to date.

Compliance Features Include:

Forms and reports customized for your firm.
Reminders sent via email to the appropriate employee or CCO.
Electronic filing cabinets customized for your firm to include every fund, every investor and every employee.
A templatized compliance manual including all appropriate sections, customizable by either your counsel or ours.
System routing of all compliance functions through a CCO approval process.
Hosting and disaster recovery.

Record-keeping and Administration

For RIA’s not planning to register, the C3 administration portal allows you to maintain accurate records in a virtual environment. Every account, investor, prospective investor and employee has a filing cabinet where appropriate documents are automatically routed. Any investor or prospective investor communication can be routed to the system and automatically filed, assuring you accurate tracking and filing of all relevant documents and communications.

Investor Communications

A complete investor communications portal that includes:

Individual prospective investor presentations customized and tracked through the portal.
Email marketing management tracked through the portal.
Hierarchical password protection for you and your investors.
Hosting, disaster recovery and archiving.

Compliance Partners

C3 works with compliance partners familiar with our system to assist you in registration, document generation and modification, compliance audits and general compliance consulting.

To see our demo and to learn more about the portal and other services we provide, contact Irwin Menken 646-334-1245 or email irwin@commfi.com.